About Us
Financial organizations are caught in a windstorm. With rapidly advancing changes in financial institution management and data security, your organization has never been under greater pressure to conform to regulatory and procedural requirements than they are today.
Rofkahr Consulting has over thirty years of experience guiding organizations of all sizes through this constantly changing and critically important compliance maze. Our expertise doesn’t end there though. We can tailor our delivery to meet your organizations specific needs and can provide best practices services on a number of topics including:
Policy Development
As a leader – you recognize the need for and the demand by regulators for comprehensive operating policies and procedural guides. These are the tools that control the direction and the quality of growth of an organization. Rofkahr Consulting has significant experience in both the review and the development of these policies. These aren’t cookie cutter “one-size fits all” documents either – but strictly tailored business tools created specifically for your organization.
Examination Support
Financial institution examinations by regulators, outside auditors, and business partners can place significant strain on management and staff. Let Rofkahr Consulting work with both sides to bring your examination to a productive and successful conclusion. We’re there to help you understand the requirements of the examination you face and provide your organization with the know-how to not only survive an examination, but to be proactive about maintaining standards and ensuring future compliance.
Troubled Bank Support
From time to time, despite the best efforts of management, an organization can be faced with regulatory action. These actions may include Board Resolutions, Memoranda of Understanding, and Cease and Desist Orders. Sometimes the action is the result of an examination or review and includes civil money penalty assessments. Rofkahr Consulting again has broad experience in dealing with all types of regulatory actions and can assist the financial institution in meeting the reporting requirements, policy development, and quantification issues which these actions may involve.
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